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Ketron Financial LLC

● SEC registered since 2024CRD 330807SEC# 801-130222Novato, CA
Export (members)
Reg. AUM
$300M
Employees
3
Accounts
680
Location
Novato, CA

Ketron Financial LLC assets under management

Ketron Financial LLC is a registered investment adviser overseen by the SEC based in Novato, CA. The firm has been registered since 2024. It reports $300 million in regulatory assets under management and employs 3 people.

Ketron Financial LLC owners & executives

2 reported
NameTitleOwnershipSince
Courtenay A. Wise ControlManaging Member & Chief Compliance OfficerOver 75%2024
Ruth E. Aguirre ControlMember10-25%2019

Frequently asked questions

How much does Ketron Financial LLC manage?

Ketron Financial LLC reports $300 million in regulatory assets under management on its Form ADV.

How many employees does Ketron Financial LLC have?

Ketron Financial LLC reports 3 employees.

Where is Ketron Financial LLC located?

Ketron Financial LLC is based in Novato, CA and has been SEC-registered since 2024.

Does Ketron Financial LLC disclose fund performance?

Ketron Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1500 Grant Ave Ste 238, Novato, CA 94945
Phone415-892-0928
Fax415-898-2441
Office hours11:00a.m. - 3:00p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$300M
Non-discretionary$0
Total (RAUM)$300M