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Courtenay A. Wise

Managing Member & Chief Compliance OfficerKetron Financial LLCCRD 6556497

About Courtenay A. Wise

Courtenay A. Wise is listed as Managing Member & Chief Compliance Officer at Ketron Financial LLC in Novato, CA. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Ketron Financial LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Courtenay A. Wise work?

Courtenay A. Wise is listed as Managing Member & Chief Compliance Officer at Ketron Financial LLC on SEC Form ADV.

How much of Ketron Financial LLC does Courtenay A. Wise own?

Form ADV reports a beneficial ownership band of Over 75%.

Ketron Financial LLC

TitleManaging Member & Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2024
View Ketron Financial LLC →