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Kovack Advisors, Inc.

● SEC registered since 2004CRD 140808SEC# 801-63048Ft. Lauderdale, FL
Export (members)
Reg. AUM
$5.53B
Employees
330
Accounts
19,809
Location
Ft. Lauderdale, FL

Kovack Advisors, Inc. assets under management

Kovack Advisors, Inc. is an SEC-registered investment adviser based in Ft. Lauderdale, FL. The firm has been registered since 2004. It reports $5.5 billion in regulatory assets under management and employs 330 people.

Kovack Advisors, Inc. owners & executives

9 reported
NameTitleOwnershipSince
Brian John Kovack ControlPresidentUnder 5%2020
Cecilia Mercado ControlChief Compliance OfficerUnder 5%2024
Kovack Financial, LLC ControlOwnerOver 75%2011
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Frequently asked questions

How much does Kovack Advisors, Inc. manage?

Kovack Advisors, Inc. reports $5.5 billion in regulatory assets under management on its Form ADV.

How many employees does Kovack Advisors, Inc. have?

Kovack Advisors, Inc. reports 330 employees.

Where is Kovack Advisors, Inc. located?

Kovack Advisors, Inc. is based in Ft. Lauderdale, FL and has been SEC-registered since 2004.

Does Kovack Advisors, Inc. disclose fund performance?

Kovack Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address6451 N. Federal Hwy, Suite 1201, Ft. Lauderdale, FL 33308
Phone954-782-4771
Fax954-943-7331
Office hours9 A.M To 5 p.m. Est
SEC regionMiami Regional Office (MIRO)
CIK1728321
Discloses disciplinary historyYes

Assets under management

Discretionary$4.75B
Non-discretionary$778.8M
Total (RAUM)$5.53B