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Cecilia Mercado

Chief Compliance OfficerKovack Advisors, Inc.CRD 5003364

About Cecilia Mercado

Cecilia Mercado is listed as Chief Compliance Officer at Kovack Advisors, Inc. in Ft. Lauderdale, FL. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Kovack Advisors, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Cecilia Mercado work?

Cecilia Mercado is listed as Chief Compliance Officer at Kovack Advisors, Inc. on SEC Form ADV.

How much of Kovack Advisors, Inc. does Cecilia Mercado own?

Form ADV reports a beneficial ownership band of Under 5%.

Kovack Advisors, Inc.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2024