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Legacy Wealth Asset Management, LLC

● SEC registered since 2020CRD 306732SEC# 801-118042Woodbury, MN
Export (members)
Reg. AUM
$475M
Employees
10
Accounts
1,448
Location
Woodbury, MN

Legacy Wealth Asset Management, LLC assets under management

Legacy Wealth Asset Management, LLC is an SEC-registered investment adviser based in Woodbury, MN. The firm has been registered since 2020. It reports $475 million in regulatory assets under management and employs 10 people.
www.legacywealthwisdom.comView on SEC.gov ↗

Legacy Wealth Asset Management, LLC owners & executives

9 reported
NameTitleOwnershipSince
Benjamin Michael Brocker ControlCfo & Managing MemberUnder 5%2020
Johnathan Michael Brocker ControlChief Compliance Officer & CioUnder 5%2020
Legacy Wealth, LLC ControlManaging MemberOver 75%2020
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Frequently asked questions

How much does Legacy Wealth Asset Management, LLC manage?

Legacy Wealth Asset Management, LLC reports $475 million in regulatory assets under management on its Form ADV.

How many employees does Legacy Wealth Asset Management, LLC have?

Legacy Wealth Asset Management, LLC reports 10 employees.

Where is Legacy Wealth Asset Management, LLC located?

Legacy Wealth Asset Management, LLC is based in Woodbury, MN and has been SEC-registered since 2020.

Does Legacy Wealth Asset Management, LLC disclose fund performance?

Legacy Wealth Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address683 Bielenberg Drive, Suite 101, Woodbury, MN 55125
Phone651-621-2383
Office hours8 a.m. - 5 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$453M
Non-discretionary$22M
Total (RAUM)$475M