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Johnathan Michael Brocker

Chief Compliance Officer & CioLegacy Wealth Asset Management, LLCCRD 6348985

About Johnathan Michael Brocker

Johnathan Michael Brocker is listed as Chief Compliance Officer & Cio at Legacy Wealth Asset Management, LLC in Woodbury, MN. Form ADV reports a beneficial ownership band of Under 5%. Johnathan Michael Brocker is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Legacy Wealth Asset Management, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Johnathan Michael Brocker work?

Johnathan Michael Brocker is listed as Chief Compliance Officer & Cio at Legacy Wealth Asset Management, LLC on SEC Form ADV.

How much of Legacy Wealth Asset Management, LLC does Johnathan Michael Brocker own?

Form ADV reports a beneficial ownership band of Under 5%.

Legacy Wealth Asset Management, LLC

TitleChief Compliance Officer & Cio
OwnershipUnder 5%
Control personYes
Since2020
View Legacy Wealth Asset Management, LLC →

Legacy Wealth Asset Management, LLC

TitleManaging Member
Ownership—
Control personYes
Since2020
View Legacy Wealth Asset Management, LLC →