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Leverty Financial Group, LLC

● SEC registered since 2020CRD 310258SEC# 801-119342Hudson, WI
Export (members)
Reg. AUM
$567.4M
Employees
8
Accounts
2,397
Location
Hudson, WI

Leverty Financial Group, LLC assets under management

Leverty Financial Group, LLC operates as an SEC-registered investment adviser based in Hudson, WI. The firm has been registered since 2020. It reports $567.4 million in regulatory assets under management and employs 8 people.
www.linkedin.com/in/josh-hawkins-cfp%c2%ae-chfc%c2%ae-ricp%c2%ae-cap%c2%ae-wmcp%c2%ae-aep%c2%ae-41633128View on SEC.gov ↗

Leverty Financial Group, LLC owners & executives

3 reported
NameTitleOwnershipSince
Holly Kathleen PizziChief Compliance OfficerUnder 5%2024
Joshua Quentin Hawkins ControlChief Operating Officer10-25%2023
Michael Thomas Leverty ControlChief Executive Officer/Managing MemberOver 75%2020

Frequently asked questions

How much does Leverty Financial Group, LLC manage?

Leverty Financial Group, LLC reports $567.4 million in regulatory assets under management on its Form ADV.

How many employees does Leverty Financial Group, LLC have?

Leverty Financial Group, LLC reports 8 employees.

Where is Leverty Financial Group, LLC located?

Leverty Financial Group, LLC is based in Hudson, WI and has been SEC-registered since 2020.

Does Leverty Financial Group, LLC disclose fund performance?

Leverty Financial Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address201 2nd Street South, Hudson, WI 54016
Phone715-377-2080
Office hours8:00 a.m. - 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
CIK1908386
Discloses disciplinary historyNo

Assets under management

Discretionary$564.2M
Non-discretionary$3.2M
Total (RAUM)$567.4M