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Liberty Financial Group, Inc.

● SEC registered since 2022CRD 111272SEC# 801-124940Elm Grove, WI
Export (members)
Reg. AUM
$194.3M
Employees
5
Accounts
766
Location
Elm Grove, WI

Liberty Financial Group, Inc. assets under management

Liberty Financial Group, Inc. is an SEC-registered investment adviser based in Elm Grove, WI. The firm has been registered since 2022. It reports $194.3 million in regulatory assets under management and employs 5 people.
www.facebook.com/libertyfinancialgroupincView on SEC.gov ↗

Liberty Financial Group, Inc. owners & executives

1 reported
NameTitleOwnershipSince
Shannon Lesley Nook ControlPresident/CcoOver 75%2021

Frequently asked questions

How much does Liberty Financial Group, Inc. manage?

Liberty Financial Group, Inc. reports $194.3 million in regulatory assets under management on its Form ADV.

How many employees does Liberty Financial Group, Inc. have?

Liberty Financial Group, Inc. reports 5 employees.

Where is Liberty Financial Group, Inc. located?

Liberty Financial Group, Inc. is based in Elm Grove, WI and has been SEC-registered since 2022.

Does Liberty Financial Group, Inc. disclose fund performance?

Liberty Financial Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address13150 Watertown Plank Rd, Suite 203, Elm Grove, WI 53122
Phone262-785-1377
Fax262-785-6655
Office hours8:30 a.m. - 5 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$192.9M
Non-discretionary$1.4M
Total (RAUM)$194.3M