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Locker Financial Services, LLC

● SEC registered since 2020CRD 120900SEC# 801-118288Verona, NJ
Export (members)
Reg. AUM
$213.8M
Employees
3
Accounts
391
Location
Verona, NJ

Locker Financial Services, LLC assets under management

Locker Financial Services, LLC is an SEC-registered investment adviser based in Verona, NJ. The firm has been registered since 2020. It reports $213.8 million in regulatory assets under management and employs 3 people.

Locker Financial Services, LLC owners & executives

2 reported
NameTitleOwnershipSince
Andrew Chan ControlManaging Member / Chief Compliance Officer50-75%2023
Lauren Locker ControlManaging Member50-75%2000

Frequently asked questions

How much does Locker Financial Services, LLC manage?

Locker Financial Services, LLC reports $213.8 million in regulatory assets under management on its Form ADV.

How many employees does Locker Financial Services, LLC have?

Locker Financial Services, LLC reports 3 employees.

Where is Locker Financial Services, LLC located?

Locker Financial Services, LLC is based in Verona, NJ and has been SEC-registered since 2020.

Does Locker Financial Services, LLC disclose fund performance?

Locker Financial Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address25 Pompton Avenue, Suite 101, Verona, NJ 07044
Phone973-256-2555
Fax973-807-1616
Office hoursBy Appointment
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$213.8M
Non-discretionary$0
Total (RAUM)$213.8M