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Andrew Chan

Managing Member / Chief Compliance OfficerLocker Financial Services, LLCCRD 4693414

About Andrew Chan

Andrew Chan is listed as Managing Member / Chief Compliance Officer at Locker Financial Services, LLC in Verona, NJ. Form ADV reports a beneficial ownership band of 50-75%.

Reported ownership

Owns 50-75% of Locker Financial Services, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Andrew Chan work?

Andrew Chan is listed as Managing Member / Chief Compliance Officer at Locker Financial Services, LLC on SEC Form ADV.

How much of Locker Financial Services, LLC does Andrew Chan own?

Form ADV reports a beneficial ownership band of 50-75%.

Locker Financial Services, LLC

TitleManaging Member / Chief Compliance Officer
Ownership50-75%
Control personYes
Since2023
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