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Lockerman Financial Group, Inc

● SEC registered since 2021CRD 316860SEC# 801-122651Newport Beach, CA
Export (members)
Reg. AUM
$110.1M
Employees
1
Accounts
271
Location
Newport Beach, CA

Lockerman Financial Group, Inc assets under management

Lockerman Financial Group, Inc is an SEC-registered investment adviser based in Newport Beach, CA. The firm has been registered since 2021. It reports $110.1 million in regulatory assets under management and employs 1 people.
www.linkedin.com/company/lockerman-financial-groupView on SEC.gov ↗

Lockerman Financial Group, Inc owners & executives

3 reported
NameTitleOwnershipSince
Lisa L. Lockerman Living Trust ControlMemberOver 75%2021
Lisa Lynn Lockerman ControlChief Compliance OfficerUnder 5%2021
Lisa Lynn Lockerman ControlTrusteeOver 75%2004

Frequently asked questions

How much does Lockerman Financial Group, Inc manage?

Lockerman Financial Group, Inc reports $110.1 million in regulatory assets under management on its Form ADV.

How many employees does Lockerman Financial Group, Inc have?

Lockerman Financial Group, Inc reports 1 employees.

Where is Lockerman Financial Group, Inc located?

Lockerman Financial Group, Inc is based in Newport Beach, CA and has been SEC-registered since 2021.

Does Lockerman Financial Group, Inc disclose fund performance?

Lockerman Financial Group, Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4695 MacArthur Court, Suite 490, Newport Beach, CA 92660
Phone949-544-3500
Office hours9a.m. - 5p.m.
SEC regionLos Angeles Regional Office (LARO)
CIK1906539
Discloses disciplinary historyNo

Assets under management

Discretionary$110.1M
Non-discretionary$0
Total (RAUM)$110.1M