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Lisa Lynn Lockerman

Chief Compliance OfficerLockerman Financial Group, IncCRD 2209271

About Lisa Lynn Lockerman

Lisa Lynn Lockerman is listed as Chief Compliance Officer at Lockerman Financial Group, Inc in Newport Beach, CA. Form ADV reports a beneficial ownership band of Under 5%. Lisa Lynn Lockerman is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Lockerman Financial Group, Inc
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Lisa Lynn Lockerman work?

Lisa Lynn Lockerman is listed as Chief Compliance Officer at Lockerman Financial Group, Inc on SEC Form ADV.

How much of Lockerman Financial Group, Inc does Lisa Lynn Lockerman own?

Form ADV reports a beneficial ownership band of Under 5%.

Lockerman Financial Group, Inc

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2021
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Lockerman Financial Group, Inc

TitleTrustee
OwnershipOver 75%
Control personYes
Since2004
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