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Maxwell Wealth Strategies Inc.

CRD 317081SEC# 801-122641Pleasanton, CA
Export (members)
No longer SEC-registered. Maxwell Wealth Strategies Inc. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$290M
Employees
5
Accounts
660
Location
Pleasanton, CA

Maxwell Wealth Strategies Inc. assets under management

Maxwell Wealth Strategies Inc. is an investment advisory firm registered with the SEC based in Pleasanton, CA. It reports $290 million in regulatory assets under management and employs 5 people.

Maxwell Wealth Strategies Inc. owners & executives

1 reported
NameTitleOwnershipSince
James Eric Maxwell ControlManaging Member & Chief Compliance OfficerOver 75%2015

Frequently asked questions

How much does Maxwell Wealth Strategies Inc. manage?

Maxwell Wealth Strategies Inc. reports $290 million in regulatory assets under management on its Form ADV.

How many employees does Maxwell Wealth Strategies Inc. have?

Maxwell Wealth Strategies Inc. reports 5 employees.

Where is Maxwell Wealth Strategies Inc. located?

Maxwell Wealth Strategies Inc. is based in Pleasanton, CA.

Does Maxwell Wealth Strategies Inc. disclose fund performance?

Maxwell Wealth Strategies Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address7041 Koll Center Parkway, Suite 275, Pleasanton, CA 94566
Office hours8:00 a.m. - 4:00 p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$290M
Non-discretionary$0
Total (RAUM)$290M