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James Eric Maxwell

Managing Member & Chief Compliance OfficerMaxwell Wealth Strategies Inc.CRD 1510156

About James Eric Maxwell

James Eric Maxwell is listed as Managing Member & Chief Compliance Officer at Maxwell Wealth Strategies Inc. in Pleasanton, CA. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Maxwell Wealth Strategies Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does James Eric Maxwell work?

James Eric Maxwell is listed as Managing Member & Chief Compliance Officer at Maxwell Wealth Strategies Inc. on SEC Form ADV.

How much of Maxwell Wealth Strategies Inc. does James Eric Maxwell own?

Form ADV reports a beneficial ownership band of Over 75%.

Maxwell Wealth Strategies Inc.

TitleManaging Member & Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2015
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