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McCarthy Asset Management, Inc.

● SEC registered since 2002CRD 118285SEC# 801-60897Redwood Shores, CA
Export (members)
Reg. AUM
$377.9M
Employees
4
Accounts
829
Location
Redwood Shores, CA

McCarthy Asset Management, Inc. assets under management

McCarthy Asset Management, Inc. is an investment advisory firm registered with the SEC based in Redwood Shores, CA. The firm has been registered since 2002. It reports $377.9 million in regulatory assets under management and employs 4 people.
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McCarthy Asset Management, Inc. owners & executives

1 reported
NameTitleOwnershipSince
Stephen Peter McCarthy ControlPresident/Chief Compliance OfficerOver 75%2004

Frequently asked questions

How much does McCarthy Asset Management, Inc. manage?

McCarthy Asset Management, Inc. reports $377.9 million in regulatory assets under management on its Form ADV.

How many employees does McCarthy Asset Management, Inc. have?

McCarthy Asset Management, Inc. reports 4 employees.

Where is McCarthy Asset Management, Inc. located?

McCarthy Asset Management, Inc. is based in Redwood Shores, CA and has been SEC-registered since 2002.

Does McCarthy Asset Management, Inc. disclose fund performance?

McCarthy Asset Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address3 Lagoon Drive, Suite 155, Redwood Shores, CA 94065
Phone(650) 610-9540
Office hours9:00 a.m. - 5:00 p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$377.9M
Non-discretionary$0
Total (RAUM)$377.9M