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Stephen Peter McCarthy

President/Chief Compliance OfficerMcCarthy Asset Management, Inc.CRD 1542963

About Stephen Peter McCarthy

Stephen Peter McCarthy is listed as President/Chief Compliance Officer at McCarthy Asset Management, Inc. in Redwood Shores, CA. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of McCarthy Asset Management, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Stephen Peter McCarthy work?

Stephen Peter McCarthy is listed as President/Chief Compliance Officer at McCarthy Asset Management, Inc. on SEC Form ADV.

How much of McCarthy Asset Management, Inc. does Stephen Peter McCarthy own?

Form ADV reports a beneficial ownership band of Over 75%.

McCarthy Asset Management, Inc.

TitlePresident/Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2004
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