PPrivate Fund Data Log in Join · $37/mo

Neos Investment Management, LLC

● SEC registered since 2022CRD 321256SEC# 801-126101Westport, CT
Export (members)
Reg. AUM
$5.93B
Employees
21
Accounts
10
Location
Westport, CT

Neos Investment Management, LLC assets under management

Neos Investment Management, LLC is an SEC-registered investment adviser based in Westport, CT. The firm has been registered since 2022. It reports $5.9 billion in regulatory assets under management and employs 21 people.

Neos Investment Management, LLC owners & executives

7 reported
NameTitleOwnershipSince
Curtis (nmn) Flippen ControlChief Compliance OfficerUnder 5%2023
Garrett Keith Paolella ControlManaging PartnerUnder 5%2022
Neos Investments LLC ControlSole MemberOver 75%2022
See all 7 owners & executives — unlock the full record.
Join to unlock · $37/mo

Frequently asked questions

How much does Neos Investment Management, LLC manage?

Neos Investment Management, LLC reports $5.9 billion in regulatory assets under management on its Form ADV.

How many employees does Neos Investment Management, LLC have?

Neos Investment Management, LLC reports 21 employees.

Where is Neos Investment Management, LLC located?

Neos Investment Management, LLC is based in Westport, CT and has been SEC-registered since 2022.

Does Neos Investment Management, LLC disclose fund performance?

Neos Investment Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address13 Riverside Avenue, Westport, CT 06880
Phone203-298-7300
Office hours9:00 a.m. - 5:00 p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$5.93B
Non-discretionary$0
Total (RAUM)$5.93B