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Curtis (nmn) Flippen

Chief Compliance OfficerNeos Investment Management, LLCCRD 3269185

About Curtis (nmn) Flippen

Curtis (nmn) Flippen is listed as Chief Compliance Officer at Neos Investment Management, LLC in Westport, CT. Form ADV reports a beneficial ownership band of Under 5%. Curtis (nmn) Flippen is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Neos Investment Management, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Curtis (nmn) Flippen work?

Curtis (nmn) Flippen is listed as Chief Compliance Officer at Neos Investment Management, LLC on SEC Form ADV.

How much of Neos Investment Management, LLC does Curtis (nmn) Flippen own?

Form ADV reports a beneficial ownership band of Under 5%.

Neos Investment Management, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2023
View Neos Investment Management, LLC →

Mendon Capital Advisors Corp

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2021
View Mendon Capital Advisors Corp →