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Next Financial Group, Inc.

CRD 46214SEC# 801-56786Houston, TX
Export (members)
No longer SEC-registered. Next Financial Group, Inc. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$3.77B
Employees
564
Accounts
16,805
Location
Houston, TX

Next Financial Group, Inc. assets under management

Next Financial Group, Inc. operates as an SEC-registered investment adviser based in Houston, TX. It reports $3.8 billion in regulatory assets under management and employs 564 people.

Next Financial Group, Inc. owners & executives

9 reported
NameTitleOwnershipSince
Alexis V SchumannChief Compliance OfficerUnder 5%2025
Amanda Candelmo Hawley ControlCorporate SecretaryUnder 5%2023
Laura Nicole WhiteAdvisory Chief Compliance OfficerUnder 5%2023
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Frequently asked questions

How much does Next Financial Group, Inc. manage?

Next Financial Group, Inc. reports $3.8 billion in regulatory assets under management on its Form ADV.

How many employees does Next Financial Group, Inc. have?

Next Financial Group, Inc. reports 564 employees.

Where is Next Financial Group, Inc. located?

Next Financial Group, Inc. is based in Houston, TX.

Does Next Financial Group, Inc. disclose fund performance?

Next Financial Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address11740 Katy Freeway, Suite 600, Houston, TX 77079
Office hours8:00a.m.-5:00p.m.
Discloses disciplinary historyYes

Assets under management

Discretionary$3.73B
Non-discretionary$42.8M
Total (RAUM)$3.77B