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Nfp Retirement Inc.

● SEC registered since 2006CRD 121254SEC# 801-66107Aliso Viejo, CA
Export (members)
Reg. AUM
$11.8M
Employees
240
Accounts
9,394
Location
Aliso Viejo, CA

Nfp Retirement Inc. assets under management

Nfp Retirement Inc. operates as an SEC-registered investment adviser based in Aliso Viejo, CA. The firm has been registered since 2006. It reports $11.8 million in regulatory assets under management and employs 240 people.

Nfp Retirement Inc. owners & executives

22 reported
NameTitleOwnershipSince
Brett Ronald Schneider ControlDirectorUnder 5%2009
Brian J Yu ControlChief Compliance OfficerUnder 5%2023
Edward George O'Malley ControlDirectorUnder 5%2015
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Frequently asked questions

How much does Nfp Retirement Inc. manage?

Nfp Retirement Inc. reports $11.8 million in regulatory assets under management on its Form ADV.

How many employees does Nfp Retirement Inc. have?

Nfp Retirement Inc. reports 240 employees.

Where is Nfp Retirement Inc. located?

Nfp Retirement Inc. is based in Aliso Viejo, CA and has been SEC-registered since 2006.

Does Nfp Retirement Inc. disclose fund performance?

Nfp Retirement Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address120 Vantis, Suite 400, Aliso Viejo, CA 92656
Phone949.460.9898
Fax949.460.9893
Office hours8:30a.m. - 4:30p.m.
SEC regionLos Angeles Regional Office (LARO)
CIK2040084
Discloses disciplinary historyNo

Assets under management

Discretionary$28.98B
Non-discretionary$89.05B
Total (RAUM)$11.8M