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Brian J Yu

Chief Compliance OfficerNfp Retirement Inc.CRD 5325544

About Brian J Yu

Brian J Yu is listed as Chief Compliance Officer at Nfp Retirement Inc. in Aliso Viejo, CA. Form ADV reports a beneficial ownership band of Under 5%. Brian J Yu is associated with 3 registered advisers.

Reported ownership

Owns Under 5% of Nfp Retirement Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Brian J Yu work?

Brian J Yu is listed as Chief Compliance Officer at Nfp Retirement Inc. on SEC Form ADV.

How much of Nfp Retirement Inc. does Brian J Yu own?

Form ADV reports a beneficial ownership band of Under 5%.

Nfp Retirement Inc.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2023

Sst Benefits Consulting & Insurance Services, Inc.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2023

Fiduciary First, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2023