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Northwestern Mutual Investment Management Company, LLC

● SEC registered since 2020CRD 307865SEC# 801-119948Milwaukee, WI
Export (members)
Ranks #5,714 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$30M
Fund GAV
$3.46B
Private funds
19
Employees
229
Accounts
29
Location
Milwaukee, WI

Northwestern Mutual Investment Management Company, LLC assets under management

Northwestern Mutual Investment Management Company, LLC is an investment advisory firm registered with the SEC based in Milwaukee, WI. The firm has been registered since 2020. It reports $30 million in regulatory assets under management and employs 229 people. Northwestern Mutual Investment Management Company, LLC manages 19 private funds with combined gross assets of $3.5 billion, including 720 East CLO 2023-I, Ltd. By regulatory assets, it ranks 5,714 of 5,911 private fund managers.

Northwestern Mutual Investment Management Company, LLC private funds

19 funds · $3.46B GAV
FundTypeGross assetsMin.
720 East CLO 2023-I, Ltd.Securitized Asset$487.9M$250K
720 East CLO 2023-Ii, Ltd.Securitized Asset$437.3M$250K
720 East CLO IV, Ltd.Securitized Asset$436.5M$250K
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Northwestern Mutual Investment Management Company, LLC owners & executives

10 reported
NameTitleOwnershipSince
Daniel Joseph Julka ControlDirector; Vice President - Private SecuritiesUnder 5%2021
Daniel Michael FleschChief Operating OfficerUnder 5%2024
Deborah Allison Schultz ControlDirector; Vice President - Chief Risk OfficerUnder 5%2025
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Frequently asked questions

How much does Northwestern Mutual Investment Management Company, LLC manage?

Northwestern Mutual Investment Management Company, LLC reports $30 million in regulatory assets under management on its Form ADV.

How many private funds does Northwestern Mutual Investment Management Company, LLC manage?

Northwestern Mutual Investment Management Company, LLC manages 19 private funds with combined gross assets of $3.5 billion.

How many employees does Northwestern Mutual Investment Management Company, LLC have?

Northwestern Mutual Investment Management Company, LLC reports 229 employees.

Where is Northwestern Mutual Investment Management Company, LLC located?

Northwestern Mutual Investment Management Company, LLC is based in Milwaukee, WI and has been SEC-registered since 2020.

Does Northwestern Mutual Investment Management Company, LLC disclose fund performance?

Northwestern Mutual Investment Management Company, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address720 East Wisconsin Avenue, Milwaukee, WI 53202-4797
Phone414-665-1444
Fax414-625-7242
Office hours8 a.m. To 5 p.m.
SEC regionChicago Regional Office (CHRO)
CIK1629649
Discloses disciplinary historyYes

Assets under management

Discretionary$30M
Non-discretionary$0
Total (RAUM)$30M

Service providers