| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew Charles Cattano Control | Managing Principal | Under 5% | 2013 |
| Brad T Klontz | Managing Principal | Under 5% | 2015 |
| Nathan Hatton Walsh Control | Managing Principal/Chief Compliance Officer | Under 5% | 2013 |
Occidental Asset Management, LLC reports $796.1 million in regulatory assets under management on its Form ADV.
Occidental Asset Management, LLC reports 12 employees.
Occidental Asset Management, LLC is based in Burlingame, CA and has been SEC-registered since 2013.
Occidental Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 301 California Drive #9, Burlingame, CA 94010 |
| Phone | 650-344-1600 |
| Fax | 650-745-7347 |
| Office hours | 7:30 a.m. - 4:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
| Discretionary | $796.1M |
| Non-discretionary | $0 |
| Total (RAUM) | $796.1M |