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Nathan Hatton Walsh

Managing Principal/Chief Compliance OfficerOccidental Asset Management, LLCCRD 3076905

About Nathan Hatton Walsh

Nathan Hatton Walsh is listed as Managing Principal/Chief Compliance Officer at Occidental Asset Management, LLC in Burlingame, CA. Form ADV reports a beneficial ownership band of Under 5%. Nathan Hatton Walsh is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Occidental Asset Management, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Nathan Hatton Walsh work?

Nathan Hatton Walsh is listed as Managing Principal/Chief Compliance Officer at Occidental Asset Management, LLC on SEC Form ADV.

How much of Occidental Asset Management, LLC does Nathan Hatton Walsh own?

Form ADV reports a beneficial ownership band of Under 5%.

Occidental Asset Management, LLC

TitleManaging Principal/Chief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2013
View Occidental Asset Management, LLC →

Occidental Asset Management, LLC

TitleMember
Ownership25-50%
Control personYes
Since2013
View Occidental Asset Management, LLC →