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O'Connor Capital Advisory, LLC

CRD 152687SEC# 801-136929Scottsdale, AZ
Export (members)
No longer SEC-registered. O'Connor Capital Advisory, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$112.1M
Employees
1
Accounts
120
Location
Scottsdale, AZ

O'Connor Capital Advisory, LLC assets under management

O'Connor Capital Advisory, LLC is a registered investment adviser overseen by the SEC based in Scottsdale, AZ. It reports $112.1 million in regulatory assets under management and employs 1 people.

O'Connor Capital Advisory, LLC owners & executives

1 reported
NameTitleOwnershipSince
James Harvey Oconnor ControlManaging Member, Chief Compliance OfficerOver 75%2009

Frequently asked questions

How much does O'Connor Capital Advisory, LLC manage?

O'Connor Capital Advisory, LLC reports $112.1 million in regulatory assets under management on its Form ADV.

How many employees does O'Connor Capital Advisory, LLC have?

O'Connor Capital Advisory, LLC reports 1 employees.

Where is O'Connor Capital Advisory, LLC located?

O'Connor Capital Advisory, LLC is based in Scottsdale, AZ.

Does O'Connor Capital Advisory, LLC disclose fund performance?

O'Connor Capital Advisory, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address5635 N Scottsdale Rd, Ste 170, Scottsdale, AZ 85250
Office hoursBy Appointment Only
Discloses disciplinary historyNo

Assets under management

Discretionary$112.1M
Non-discretionary$0
Total (RAUM)$112.1M