PPrivate Fund Data Log in Join · $37/mo

James Harvey Oconnor

Managing Member, Chief Compliance OfficerO'Connor Capital Advisory, LLCCRD 1509766

About James Harvey Oconnor

James Harvey Oconnor is listed as Managing Member, Chief Compliance Officer at O'Connor Capital Advisory, LLC in Scottsdale, AZ. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of O'Connor Capital Advisory, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does James Harvey Oconnor work?

James Harvey Oconnor is listed as Managing Member, Chief Compliance Officer at O'Connor Capital Advisory, LLC on SEC Form ADV.

How much of O'Connor Capital Advisory, LLC does James Harvey Oconnor own?

Form ADV reports a beneficial ownership band of Over 75%.

O'Connor Capital Advisory, LLC

TitleManaging Member, Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2009
View O'Connor Capital Advisory, LLC →