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Oppenheimer Asset Management Inc.

● SEC registered since 1988CRD 105559SEC# 801-31427New York, NY
Export (members)
Reg. AUM
$19.97B
Employees
134
Accounts
44,391
Location
New York, NY

Oppenheimer Asset Management Inc. assets under management

Oppenheimer Asset Management Inc. is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 1988. It reports $20 billion in regulatory assets under management and employs 134 people.
www.oppenheimer.comView on SEC.gov ↗

Oppenheimer Asset Management Inc. owners & executives

14 reported
NameTitleOwnershipSince
Albert Grinsfelder Lowenthal ControlExecutive Chairman/DirectorUnder 5%2025
Brad Michael Watkins ControlSenior Vice President-CfoUnder 5%2022
Brian Alan RothIa-CcoUnder 5%2021
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Frequently asked questions

How much does Oppenheimer Asset Management Inc. manage?

Oppenheimer Asset Management Inc. reports $20 billion in regulatory assets under management on its Form ADV.

How many employees does Oppenheimer Asset Management Inc. have?

Oppenheimer Asset Management Inc. reports 134 employees.

Where is Oppenheimer Asset Management Inc. located?

Oppenheimer Asset Management Inc. is based in New York, NY and has been SEC-registered since 1988.

Does Oppenheimer Asset Management Inc. disclose fund performance?

Oppenheimer Asset Management Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address85 Broad Street, New York, NY 10004
Phone212-668-8000
Office hours9:00a.m. To 5:00p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyYes

Assets under management

Discretionary$14.92B
Non-discretionary$5.05B
Total (RAUM)$19.97B