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Brian Alan Roth

Ia-CcoOppenheimer Asset Management Inc.CRD 1424322

About Brian Alan Roth

Brian Alan Roth is listed as Ia-Cco at Oppenheimer Asset Management Inc. in New York, NY. Form ADV reports a beneficial ownership band of Under 5%. Brian Alan Roth is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Oppenheimer Asset Management Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Brian Alan Roth work?

Brian Alan Roth is listed as Ia-Cco at Oppenheimer Asset Management Inc. on SEC Form ADV.

How much of Oppenheimer Asset Management Inc. does Brian Alan Roth own?

Form ADV reports a beneficial ownership band of Under 5%.

Oppenheimer Asset Management Inc.

TitleIa-Cco
OwnershipUnder 5%
Control personNo
Since2021
View Oppenheimer Asset Management Inc. →

Oppenheimer Alternative Investment Management, LLC

TitleCco-Ia
OwnershipUnder 5%
Control personNo
Since2020
View Oppenheimer Alternative Investment Management, LLC →