PPrivate Fund Data Log in Join · $37/mo

Ostrofe Financial Consultants Inc

● SEC registered since 1989CRD 110064SEC# 801-34048Grass Valley, CA
Export (members)
Reg. AUM
$315.8M
Employees
10
Accounts
1,526
Location
Grass Valley, CA

Ostrofe Financial Consultants Inc assets under management

Ostrofe Financial Consultants Inc is an SEC-registered investment adviser based in Grass Valley, CA. The firm has been registered since 1989. It reports $315.8 million in regulatory assets under management and employs 10 people.

Ostrofe Financial Consultants Inc owners & executives

2 reported
NameTitleOwnershipSince
Patricia Anne LumChief Compliance OfficerUnder 5%2000
Seth Tyler Leishman ControlPresidentOver 75%2018

Frequently asked questions

How much does Ostrofe Financial Consultants Inc manage?

Ostrofe Financial Consultants Inc reports $315.8 million in regulatory assets under management on its Form ADV.

How many employees does Ostrofe Financial Consultants Inc have?

Ostrofe Financial Consultants Inc reports 10 employees.

Where is Ostrofe Financial Consultants Inc located?

Ostrofe Financial Consultants Inc is based in Grass Valley, CA and has been SEC-registered since 1989.

Does Ostrofe Financial Consultants Inc disclose fund performance?

Ostrofe Financial Consultants Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address420 Sierra College Drive, Suite 200, Grass Valley, CA 95945
Phone530-273-4425
Fax530-273-4891
Office hours8:00a.m.-5:00p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$315.8M
Non-discretionary$0
Total (RAUM)$315.8M