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Patricia Anne Lum

Chief Compliance OfficerOstrofe Financial Consultants IncCRD 2188549

About Patricia Anne Lum

Patricia Anne Lum is listed as Chief Compliance Officer at Ostrofe Financial Consultants Inc in Grass Valley, CA. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Ostrofe Financial Consultants Inc
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Patricia Anne Lum work?

Patricia Anne Lum is listed as Chief Compliance Officer at Ostrofe Financial Consultants Inc on SEC Form ADV.

How much of Ostrofe Financial Consultants Inc does Patricia Anne Lum own?

Form ADV reports a beneficial ownership band of Under 5%.

Ostrofe Financial Consultants Inc

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2000