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Oxford Harriman Holdings Adv LLC

● SEC registered since 2026CRD 340313SEC# 801-135797Indianapolis, IN
Export (members)
Reg. AUM
Employees
4
Accounts
Location
Indianapolis, IN

Oxford Harriman Holdings Adv LLC assets under management

Oxford Harriman Holdings Adv LLC is an investment advisory firm registered with the SEC based in Indianapolis, IN. The firm has been registered since 2026. It employs 4 people.

Oxford Harriman Holdings Adv LLC owners & executives

4 reported
NameTitleOwnershipSince
Dennis Peter Barba ControlFounder And ChairmanUnder 5%2025
Monica Ann ColesChief Compliance Officer, PresidentUnder 5%2026
Oxford Harriman Holdings, LLC ControlOwnerOver 75%2025
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Frequently asked questions

How many employees does Oxford Harriman Holdings Adv LLC have?

Oxford Harriman Holdings Adv LLC reports 4 employees.

Where is Oxford Harriman Holdings Adv LLC located?

Oxford Harriman Holdings Adv LLC is based in Indianapolis, IN and has been SEC-registered since 2026.

Does Oxford Harriman Holdings Adv LLC disclose fund performance?

Oxford Harriman Holdings Adv LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address9000 Keystone Crossing, 7th Fl, Indianapolis, IN 46240
Phone317-581-4003
Office hours8 a.m. - 5 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo