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Monica Ann Coles

Chief Compliance OfficerPinnacle Investments, LLCCRD 5445069

About Monica Ann Coles

Monica Ann Coles is listed as Chief Compliance Officer at Pinnacle Investments, LLC in East Syracuse, NY. Form ADV reports a beneficial ownership band of Under 5%. Monica Ann Coles is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Pinnacle Investments, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Monica Ann Coles work?

Monica Ann Coles is listed as Chief Compliance Officer at Pinnacle Investments, LLC on SEC Form ADV.

How much of Pinnacle Investments, LLC does Monica Ann Coles own?

Form ADV reports a beneficial ownership band of Under 5%.

Pinnacle Investments, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2022
View Pinnacle Investments, LLC →

Oxford Harriman Holdings Adv LLC

TitleChief Compliance Officer, President
OwnershipUnder 5%
Control personNo
Since2026
View Oxford Harriman Holdings Adv LLC →