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Pathways Advisory Group, Inc.

● SEC registered since 2007CRD 143817SEC# 801-67921Fresno, CA
Export (members)
Reg. AUM
$275.7M
Employees
9
Accounts
929
Location
Fresno, CA

Pathways Advisory Group, Inc. assets under management

Pathways Advisory Group, Inc. is an investment advisory firm registered with the SEC based in Fresno, CA. The firm has been registered since 2007. It reports $275.7 million in regulatory assets under management and employs 9 people.
www.pathwaysadvisorygroup.comView on SEC.gov ↗

Pathways Advisory Group, Inc. owners & executives

3 reported
NameTitleOwnershipSince
Dustin Joseph Smith ControlVice-President25-50%2014
Jeffrey Scott Karst ControlPresident25-50%2015
Nicole Leanne Swanson ControlSecretary, Chief Compliance Officer25-50%2022

Frequently asked questions

How much does Pathways Advisory Group, Inc. manage?

Pathways Advisory Group, Inc. reports $275.7 million in regulatory assets under management on its Form ADV.

How many employees does Pathways Advisory Group, Inc. have?

Pathways Advisory Group, Inc. reports 9 employees.

Where is Pathways Advisory Group, Inc. located?

Pathways Advisory Group, Inc. is based in Fresno, CA and has been SEC-registered since 2007.

Does Pathways Advisory Group, Inc. disclose fund performance?

Pathways Advisory Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address684 West Cromwell Avenue, Suite 103, Fresno, CA 93711
Phone559-431-4700
Fax559-431-4701
Office hours8:00 a.m. - 4:30 p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary—
Non-discretionary$275.7M
Total (RAUM)$275.7M