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Nicole Leanne Swanson

Secretary, Chief Compliance OfficerPathways Advisory Group, Inc.CRD 7523959

About Nicole Leanne Swanson

Nicole Leanne Swanson is listed as Secretary, Chief Compliance Officer at Pathways Advisory Group, Inc. in Fresno, CA. Form ADV reports a beneficial ownership band of 25-50%.

Reported ownership

Owns 25-50% of Pathways Advisory Group, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Nicole Leanne Swanson work?

Nicole Leanne Swanson is listed as Secretary, Chief Compliance Officer at Pathways Advisory Group, Inc. on SEC Form ADV.

How much of Pathways Advisory Group, Inc. does Nicole Leanne Swanson own?

Form ADV reports a beneficial ownership band of 25-50%.

Pathways Advisory Group, Inc.

TitleSecretary, Chief Compliance Officer
Ownership25-50%
Control personYes
Since2022
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