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Pathworks Financial, Inc.

● SEC registered since 2021CRD 138393SEC# 801-120476Novi, MI
Export (members)
Reg. AUM
$236.9M
Employees
7
Accounts
1,086
Location
Novi, MI

Pathworks Financial, Inc. assets under management

Pathworks Financial, Inc. is an investment advisory firm registered with the SEC based in Novi, MI. The firm has been registered since 2021. It reports $236.9 million in regulatory assets under management and employs 7 people.
www.pathworksfinancial.comView on SEC.gov ↗

Pathworks Financial, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Bryan Scott SmithVice President25-50%2020
Douglas Scott Smith ControlPresident And Chief Compliance OfficerOver 75%2005

Frequently asked questions

How much does Pathworks Financial, Inc. manage?

Pathworks Financial, Inc. reports $236.9 million in regulatory assets under management on its Form ADV.

How many employees does Pathworks Financial, Inc. have?

Pathworks Financial, Inc. reports 7 employees.

Where is Pathworks Financial, Inc. located?

Pathworks Financial, Inc. is based in Novi, MI and has been SEC-registered since 2021.

Does Pathworks Financial, Inc. disclose fund performance?

Pathworks Financial, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address43155 Main Street, Suite 212, Novi, MI 48375
Phone248-946-4515
Fax248-412-5263
Office hours9:00 a.m. - 4:30 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$127.6M
Non-discretionary$109.3M
Total (RAUM)$236.9M