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Douglas Scott Smith

President And Chief Compliance OfficerPathworks Financial, Inc.CRD 1588505

About Douglas Scott Smith

Douglas Scott Smith is listed as President And Chief Compliance Officer at Pathworks Financial, Inc. in Novi, MI. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Pathworks Financial, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Douglas Scott Smith work?

Douglas Scott Smith is listed as President And Chief Compliance Officer at Pathworks Financial, Inc. on SEC Form ADV.

How much of Pathworks Financial, Inc. does Douglas Scott Smith own?

Form ADV reports a beneficial ownership band of Over 75%.

Pathworks Financial, Inc.

TitlePresident And Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2005