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Peak Financial Management, Inc.

● SEC registered since 2025CRD 281223SEC# 801-134603Broomfield, CO
Export (members)
Reg. AUM
$106M
Employees
4
Accounts
157
Location
Broomfield, CO

Peak Financial Management, Inc. assets under management

Peak Financial Management, Inc. is a registered investment adviser overseen by the SEC based in Broomfield, CO. The firm has been registered since 2025. It reports $106 million in regulatory assets under management and employs 4 people.
www.peakfinancialmanagement.comView on SEC.gov ↗

Peak Financial Management, Inc. owners & executives

1 reported
NameTitleOwnershipSince
Nicholas James Wolverton ControlChief Compliance Officer And PresidentOver 75%2020

Frequently asked questions

How much does Peak Financial Management, Inc. manage?

Peak Financial Management, Inc. reports $106 million in regulatory assets under management on its Form ADV.

How many employees does Peak Financial Management, Inc. have?

Peak Financial Management, Inc. reports 4 employees.

Where is Peak Financial Management, Inc. located?

Peak Financial Management, Inc. is based in Broomfield, CO and has been SEC-registered since 2025.

Does Peak Financial Management, Inc. disclose fund performance?

Peak Financial Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address10901 W. 120th Avenue, Suite 135, Broomfield, CO 80021
Phone(303) 255-2252
Office hours8:00 a.m. - 5:00 p.m.
SEC regionDenver Regional Office (DRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$106M
Non-discretionary$0
Total (RAUM)$106M