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Nicholas James Wolverton

Chief Compliance Officer And PresidentPeak Financial Management, Inc.CRD 6547199

About Nicholas James Wolverton

Nicholas James Wolverton is listed as Chief Compliance Officer And President at Peak Financial Management, Inc. in Broomfield, CO. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Peak Financial Management, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Nicholas James Wolverton work?

Nicholas James Wolverton is listed as Chief Compliance Officer And President at Peak Financial Management, Inc. on SEC Form ADV.

How much of Peak Financial Management, Inc. does Nicholas James Wolverton own?

Form ADV reports a beneficial ownership band of Over 75%.

Peak Financial Management, Inc.

TitleChief Compliance Officer And President
OwnershipOver 75%
Control personYes
Since2020
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