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Peak Wealth Management LLC

● SEC registered since 2024CRD 332411SEC# 801-130972Saratoga Springs, NY
Export (members)
Reg. AUM
$26M
Employees
1
Accounts
81
Location
Saratoga Springs, NY

Peak Wealth Management LLC assets under management

Peak Wealth Management LLC is a registered investment adviser overseen by the SEC based in Saratoga Springs, NY. The firm has been registered since 2024. It reports $26 million in regulatory assets under management and employs 1 people.
www.peakwealthmgmt.comView on SEC.gov ↗

Peak Wealth Management LLC owners & executives

1 reported
NameTitleOwnershipSince
James Thomas Cox ControlFounder And Chief Compliance OfficerOver 75%2024

Frequently asked questions

How much does Peak Wealth Management LLC manage?

Peak Wealth Management LLC reports $26 million in regulatory assets under management on its Form ADV.

How many employees does Peak Wealth Management LLC have?

Peak Wealth Management LLC reports 1 employees.

Where is Peak Wealth Management LLC located?

Peak Wealth Management LLC is based in Saratoga Springs, NY and has been SEC-registered since 2024.

Does Peak Wealth Management LLC disclose fund performance?

Peak Wealth Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address125 High Rock Avenue, Suite 104, Saratoga Springs, NY 12866
Phone518-441-2285
Office hoursBy Appointment Only
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$26M
Non-discretionary$0
Total (RAUM)$26M