PPrivate Fund Data Log in Join · $37/mo

James Thomas Cox

Founder And Chief Compliance OfficerPeak Wealth Management LLCCRD 6174566

About James Thomas Cox

James Thomas Cox is listed as Founder And Chief Compliance Officer at Peak Wealth Management LLC in Saratoga Springs, NY. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Peak Wealth Management LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does James Thomas Cox work?

James Thomas Cox is listed as Founder And Chief Compliance Officer at Peak Wealth Management LLC on SEC Form ADV.

How much of Peak Wealth Management LLC does James Thomas Cox own?

Form ADV reports a beneficial ownership band of Over 75%.

Peak Wealth Management LLC

TitleFounder And Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2024
View Peak Wealth Management LLC →