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Phocas Financial Corporation

● SEC registered since 2005CRD 135470SEC# 801-64317Alameda, CA
Export (members)
Reg. AUM
$793.4M
Employees
8
Accounts
40
Location
Alameda, CA

Phocas Financial Corporation assets under management

Phocas Financial Corporation operates as an SEC-registered investment adviser based in Alameda, CA. The firm has been registered since 2005. It reports $793.4 million in regulatory assets under management and employs 8 people.
www.phocasfinancial.comView on SEC.gov ↗

Phocas Financial Corporation owners & executives

5 reported
NameTitleOwnershipSince
Frances K. ChiuChief Compliance OfficerUnder 5%2009
James Archie MurrayPortfolio Manager10-25%2005
Kevin Francis GrangerPrincipal5-10%2012
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Frequently asked questions

How much does Phocas Financial Corporation manage?

Phocas Financial Corporation reports $793.4 million in regulatory assets under management on its Form ADV.

How many employees does Phocas Financial Corporation have?

Phocas Financial Corporation reports 8 employees.

Where is Phocas Financial Corporation located?

Phocas Financial Corporation is based in Alameda, CA and has been SEC-registered since 2005.

Does Phocas Financial Corporation disclose fund performance?

Phocas Financial Corporation is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1080 Marina Village Parkway, Suite 520, Alameda, CA 94501-1001
Phone510-523-5800
Fax510-523-5801
Office hours8:00 a.m. To 4:00 p.m.
SEC regionSan Francisco Regional Office (SFRO)
CIK1356783
Discloses disciplinary historyNo

Assets under management

Discretionary$793.4M
Non-discretionary$0
Total (RAUM)$793.4M