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Frances K. Chiu

Chief Compliance OfficerPhocas Financial CorporationCRD 5248204

About Frances K. Chiu

Frances K. Chiu is listed as Chief Compliance Officer at Phocas Financial Corporation in Alameda, CA. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Phocas Financial Corporation
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Frances K. Chiu work?

Frances K. Chiu is listed as Chief Compliance Officer at Phocas Financial Corporation on SEC Form ADV.

How much of Phocas Financial Corporation does Frances K. Chiu own?

Form ADV reports a beneficial ownership band of Under 5%.

Phocas Financial Corporation

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2009