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Planguide Financial LLC

● SEC registered since 2026CRD 329089SEC# 801-135492Southlake, TX
Export (members)
Reg. AUM
$277.3M
Employees
1
Accounts
9
Location
Southlake, TX

Planguide Financial LLC assets under management

Planguide Financial LLC is an investment advisory firm registered with the SEC based in Southlake, TX. The firm has been registered since 2026. It reports $277.3 million in regulatory assets under management and employs 1 people.
www.planguidefinancial.comView on SEC.gov ↗

Planguide Financial LLC owners & executives

1 reported
NameTitleOwnershipSince
Sumit Gulati ControlExecutive Director & Chief Compliance OfficerOver 75%2023

Frequently asked questions

How much does Planguide Financial LLC manage?

Planguide Financial LLC reports $277.3 million in regulatory assets under management on its Form ADV.

How many employees does Planguide Financial LLC have?

Planguide Financial LLC reports 1 employees.

Where is Planguide Financial LLC located?

Planguide Financial LLC is based in Southlake, TX and has been SEC-registered since 2026.

Does Planguide Financial LLC disclose fund performance?

Planguide Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address180 State Street, Suite 225, Southlake, TX 76092
Phone775-379-9729
FaxN/A
Office hoursBy Appointment Only
SEC regionFort Worth Regional Office (FWRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$50.6M
Non-discretionary$226.7M
Total (RAUM)$277.3M