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Sumit Gulati

Executive Director & Chief Compliance OfficerPlanguide Financial LLCCRD 5911869

About Sumit Gulati

Sumit Gulati is listed as Executive Director & Chief Compliance Officer at Planguide Financial LLC in Southlake, TX. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Planguide Financial LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Sumit Gulati work?

Sumit Gulati is listed as Executive Director & Chief Compliance Officer at Planguide Financial LLC on SEC Form ADV.

How much of Planguide Financial LLC does Sumit Gulati own?

Form ADV reports a beneficial ownership band of Over 75%.

Planguide Financial LLC

TitleExecutive Director & Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2023
View Planguide Financial LLC →