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Polen Capital CLO Management, LLC

● SEC registered since 2024CRD 330470SEC# 801-129899Waltham, MA
Export (members)
Ranks #5,113 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$157.2M
Fund GAV
$157.2M
Private funds
1
Employees
48
Accounts
1
Location
Waltham, MA

Polen Capital CLO Management, LLC assets under management

Polen Capital CLO Management, LLC operates as an SEC-registered investment adviser based in Waltham, MA. The firm has been registered since 2024. It reports $157.2 million in regulatory assets under management and employs 48 people. Polen Capital CLO Management, LLC manages 1 private fund with combined gross assets of $157.2 million, including Polen Capital CLO 2025-1, Ltd. By regulatory assets, it ranks 5,113 of 5,911 private fund managers.

Polen Capital CLO Management, LLC private funds

1 funds · $157.2M GAV
FundTypeGross assetsMin.
Polen Capital CLO 2025-1, Ltd.Securitized Asset$157.2M

Polen Capital CLO Management, LLC owners & executives

13 reported
NameTitleOwnershipSince
Brian David GoldbergSecretaryUnder 5%2024
Joshua Liam McCarthyChief Compliance OfficerUnder 5%2024
Polen Capital Credit, LLC ControlMemberOver 75%2024
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Frequently asked questions

How much does Polen Capital CLO Management, LLC manage?

Polen Capital CLO Management, LLC reports $157.2 million in regulatory assets under management on its Form ADV.

How many private funds does Polen Capital CLO Management, LLC manage?

Polen Capital CLO Management, LLC manages 1 private funds with combined gross assets of $157.2 million.

How many employees does Polen Capital CLO Management, LLC have?

Polen Capital CLO Management, LLC reports 48 employees.

Where is Polen Capital CLO Management, LLC located?

Polen Capital CLO Management, LLC is based in Waltham, MA and has been SEC-registered since 2024.

Does Polen Capital CLO Management, LLC disclose fund performance?

Polen Capital CLO Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1075 Main Street, Suite 320, Waltham, MA 02451
Phone781-283-8500
Fax781-419-9180
Office hours8:30 a.m. - 5:30 p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$157.2M
Non-discretionary$0
Total (RAUM)$157.2M

Service providers

Custodian
Administrator