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Brian David Goldberg

SecretaryPolen Capital CLO Management, LLCCRD 6403077

About Brian David Goldberg

Brian David Goldberg is listed as Secretary at Polen Capital CLO Management, LLC in Waltham, MA. Form ADV reports a beneficial ownership band of Under 5%. Brian David Goldberg is associated with 4 registered advisers.

Reported ownership

Owns Under 5% of Polen Capital CLO Management, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Brian David Goldberg work?

Brian David Goldberg is listed as Secretary at Polen Capital CLO Management, LLC on SEC Form ADV.

How much of Polen Capital CLO Management, LLC does Brian David Goldberg own?

Form ADV reports a beneficial ownership band of Under 5%.

Polen Capital CLO Management, LLC

TitleSecretary
OwnershipUnder 5%
Control personNo
Since2024
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Polen Capital Management, LLC

TitleGeneral Counsel
OwnershipUnder 5%
Control personYes
Since2014
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Polen Capital Credit, LLC

TitleSecretary
OwnershipUnder 5%
Control personNo
Since2022
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Polen International Equity

TitleGeneral Counsel And Chief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2026
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