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Pollock Planning Associates, Inc.

● SEC registered since 1986CRD 105409SEC# 801-27115
Export (members)
Reg. AUM
$164.5M
Employees
1
Accounts
309
Location
—

Pollock Planning Associates, Inc. assets under management

Pollock Planning Associates, Inc. is an investment advisory firm registered with the SEC. The firm has been registered since 1986. It reports $164.5 million in regulatory assets under management and employs 1 people.
pollockplanning.comView on SEC.gov ↗

Pollock Planning Associates, Inc. owners & executives

1 reported
NameTitleOwnershipSince
Steven Leonard Pollock ControlPresident/Chief Compliance OfficerOver 75%2006

Frequently asked questions

How much does Pollock Planning Associates, Inc. manage?

Pollock Planning Associates, Inc. reports $164.5 million in regulatory assets under management on its Form ADV.

How many employees does Pollock Planning Associates, Inc. have?

Pollock Planning Associates, Inc. reports 1 employees.

Does Pollock Planning Associates, Inc. disclose fund performance?

Pollock Planning Associates, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone856-266-2276
Office hours9:00 a.m. To 5:00 p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$164.5M
Non-discretionary$0
Total (RAUM)$164.5M