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Steven Leonard Pollock

President/Chief Compliance OfficerPollock Planning Associates, Inc.CRD 5250286

About Steven Leonard Pollock

Steven Leonard Pollock is listed as President/Chief Compliance Officer at Pollock Planning Associates, Inc.. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Pollock Planning Associates, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Steven Leonard Pollock work?

Steven Leonard Pollock is listed as President/Chief Compliance Officer at Pollock Planning Associates, Inc. on SEC Form ADV.

How much of Pollock Planning Associates, Inc. does Steven Leonard Pollock own?

Form ADV reports a beneficial ownership band of Over 75%.

Pollock Planning Associates, Inc.

TitlePresident/Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2006
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