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Potentia RIA, LLC

● SEC registered since 2024CRD 329135SEC# 801-129366San Jose, CA
Export (members)
Reg. AUM
$485.5M
Employees
14
Accounts
1,162
Location
San Jose, CA

Potentia RIA, LLC assets under management

Potentia RIA, LLC is a registered investment adviser overseen by the SEC based in San Jose, CA. The firm has been registered since 2024. It reports $485.5 million in regulatory assets under management and employs 14 people.
www.potentiawealth.comView on SEC.gov ↗

Potentia RIA, LLC owners & executives

2 reported
NameTitleOwnershipSince
Kevin C. Swanson ControlChief Compliance Officer, Owner, IarOver 75%2023
Nicole Marie Morris ControlPartner10-25%2024

Frequently asked questions

How much does Potentia RIA, LLC manage?

Potentia RIA, LLC reports $485.5 million in regulatory assets under management on its Form ADV.

How many employees does Potentia RIA, LLC have?

Potentia RIA, LLC reports 14 employees.

Where is Potentia RIA, LLC located?

Potentia RIA, LLC is based in San Jose, CA and has been SEC-registered since 2024.

Does Potentia RIA, LLC disclose fund performance?

Potentia RIA, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1226 Lincoln Ave, Suite 200, San Jose, CA 95125
Phone408-288-7886
Office hours8:00 - 5:00 Pst
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$485.5M
Non-discretionary$0
Total (RAUM)$485.5M