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Kevin C. Swanson

Chief Compliance Officer, Owner, IarPotentia RIA, LLCCRD 4723624

About Kevin C. Swanson

Kevin C. Swanson is listed as Chief Compliance Officer, Owner, Iar at Potentia RIA, LLC in San Jose, CA. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Potentia RIA, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Kevin C. Swanson work?

Kevin C. Swanson is listed as Chief Compliance Officer, Owner, Iar at Potentia RIA, LLC on SEC Form ADV.

How much of Potentia RIA, LLC does Kevin C. Swanson own?

Form ADV reports a beneficial ownership band of Over 75%.

Potentia RIA, LLC

TitleChief Compliance Officer, Owner, Iar
OwnershipOver 75%
Control personYes
Since2023
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